Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001261654-21-000093 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | UTI | Smith Sherrell | EVP, Campus Ops, Services | M - OptEx | $0.00 | +7,852 | 173.8K | +5% | $0 |
| D | 2021-12-17 | 2021-12-15 | UTI | Smith Sherrell | EVP, Campus Ops, Services | F - Tax | $8.14 | -3,436 | 170.4K | -2% | -$28.0K |
| D | 2021-12-17 | 2021-12-15 | UTI | Smith Sherrell | EVP, Campus Ops, Services | M - OptEx | $0.00 | -7,852 | 15.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2021-12-15 | M | A | 7,852 | $0.00 | 173,816 | D | — | — | (F1) Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. (F2) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. |
| 2 | Common | Common Stock, $0.0001 par value | 2021-12-15 | F | D | 3,436 | $8.14 | 170,380 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 7,852 | $0.00 | 15,704 | D | — · — to — | 7,852 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F4) The restricted stock units vest in three equal annual installments beginning on 12/10/2021. |