Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001261654-21-000095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | UTI | Anderson Troy R | EVP, CFO | M - OptEx | $0.00 | +10.3K | 16.9K | +154% | $0 |
| D | 2021-12-17 | 2021-12-15 | UTI | Anderson Troy R | EVP, CFO | F - Tax | $8.14 | -3,021 | 13.9K | -18% | -$24.6K |
| D | 2021-12-17 | 2021-12-15 | UTI | Anderson Troy R | EVP, CFO | M - OptEx | $0.00 | -10.3K | 20.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2021-12-15 | M | A | 10,257 | $0.00 | 16,926 | D | — | — | (F1) Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. (F2) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. |
| 2 | Common | Common Stock, $0.0001 par value | 2021-12-15 | F | D | 3,021 | $8.14 | 13,905 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 10,257 | $0.00 | 20,515 | D | — · — to — | 10,257 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F4) The restricted stock units vest in three equal annual installments beginning on 12/10/2021. |