Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2022-06-02 00:00:00 ET · period of report 2022-05-31 · accession 0001261654-22-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-06-02 | 2022-05-31+ | UTI | Grant Jerome Alan | CEO, Dir | S - Sale | $9.10 | -45.0K | 62.2K | -42% | -$409.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2022-05-31 | S | D | 20,000 | $9.08 | 87,152 | D | — | — | (F2) The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.24, inclusive. The Reporting Person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) The Reporting Person's sale of shares was completed in connection with his financial planning needs, including for tax and estate planning purposes. |
| 2 | Common | Common Stock, $0.0001 par value | 2022-06-01 | S | D | 25,000 | $9.12 | 62,152 | D | — | — | (F3) The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.23, inclusive. The Reporting Person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) The Reporting Person's sale of shares was completed in connection with his financial planning needs, including for tax and estate planning purposes. |