Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2022-12-12 00:00:00 ET · period of report 2022-12-08 · accession 0001261654-22-000116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-12 | 2022-12-08 | UTI | Smith Lori B | SVP CIO | F - Tax | $7.19 | -1,342 | 32.1K | -4% | -$9,649 |
| D | 2022-12-12 | 2022-12-08 | UTI | Smith Lori B | SVP CIO | M - OptEx | $0.00 | +4,698 | 33.4K | +16% | $0 |
| D | 2022-12-12 | 2022-12-08 | UTI | Smith Lori B | SVP CIO | M - OptEx | $0.00 | -4,698 | 9,396 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2022-12-08 | F | D | 1,342 | $7.19 | 32,082 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. |
| 2 | Common | Common Stock, $0.0001 par value | 2022-12-08 | M | A | 4,698 | $0.00 | 33,424 | D | — | — | (F1) Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2022-12-08 | M | D | 4,698 | $0.00 | 9,396 | D | — · — to 2024-12-08 | 4,698 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. (F4) The restricted stock units vest in three equal annual installments beginning on December 8, 2022. |