Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-07 · accession 0001261654-23-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-10 | 2023-01-07 | UTI | Smith Sherrell | EVP, Campus Ops, Services | M - OptEx | $0.00 | +6,013 | 188.9K | +3% | $0 |
| D | 2023-01-10 | 2023-01-07 | UTI | Smith Sherrell | EVP, Campus Ops, Services | F - Tax | $6.71 | -2,816 | 186.1K | -1% | -$18.9K |
| D | 2023-01-10 | 2023-01-07 | UTI | Smith Sherrell | EVP, Campus Ops, Services | M - OptEx | $0.00 | -6,013 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2023-01-07 | M | A | 6,013 | $0.00 | 188,871 | D | — | — | (F1) On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
| 2 | Common | Common Stock, $0.0001 par value | 2023-01-07 | F | D | 2,816 | $6.71 | 186,055 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. |
| 3 | Derivative | Restricted Stock Units | 2023-01-07 | M | D | 6,013 | $0.00 | 0 | D | — · — to — | 6,013 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. (F4) Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. |