Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001261654-23-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-02 | UTI | Kevane Christopher E. | SVP CLO | M - OptEx | $0.00 | +3,326 | 23.0K | +17% | $0 |
| D | 2023-03-06 | 2023-03-02 | UTI | Kevane Christopher E. | SVP CLO | F - Tax | $0.00 | -1,103 | 21.9K | -5% | $0 |
| D | 2023-03-06 | 2023-03-02 | UTI | Kevane Christopher E. | SVP CLO | M - OptEx | $0.00 | -3,326 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2023-03-02 | M | A | 3,326 | $0.00 | 23,021 | D | — | — | (F1) Shares of Common Stock received from vesting of restricted stock units granted on 03/02/2020. (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
| 2 | Common | Common Stock, $0.0001 par value | 2023-03-02 | F | D | 1,103 | $0.00 | 21,918 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 3/2/2020. |
| 3 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 3,326 | $0.00 | 0 | D | — · — to — | 3,326 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. (F4) The restricted stock units vest in three equal annual installments beginning on March 2, 2021. |