Form 4 for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2023-12-13 00:00:00 ET · period of report 2023-12-08 · accession 0001261654-23-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-13 | 2023-12-08+ | UTI | Kline Christine | CAO | F - Tax | $11.88 | -1,014 | 5,816 | -15% | -$12.0K |
| DM | 2023-12-13 | 2023-12-08+ | UTI | Kline Christine | CAO | M - OptEx | — | +3,634 | 6,978 | +109% | — |
| D | 2023-12-13 | 2023-12-08 | UTI | Kline Christine | CAO | A - Grant | $0.00 | +4,744 | 4,744 | New | $0 |
| DM | 2023-12-13 | 2023-12-08+ | UTI | Kline Christine | CAO | M - OptEx | $0.00 | -3,634 | 1,085 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2023-12-10 | F | D | 324 | $11.88 | 6,654 | D | — | — | (F4) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. |
| 2 | Common | Common Stock, $0.0001 par value | 2023-12-08 | M | A | 1,085 | — | 5,119 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. |
| 3 | Common | Common Stock, $0.0001 par value | 2023-12-08 | F | D | 303 | $11.88 | 4,816 | D | — | — | (F2) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. |
| 4 | Common | Common Stock, $0.0001 par value | 2023-12-08 | M | A | 1,387 | — | 6,203 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. |
| 5 | Common | Common Stock, $0.0001 par value | 2023-12-08 | F | D | 387 | $11.88 | 5,816 | D | — | — | (F3) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. |
| 6 | Common | Common Stock, $0.0001 par value | 2023-12-10 | M | A | 1,162 | — | 6,978 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. |
| 7 | Derivative | Restricted Stock Units | 2023-12-08 | A | A | 4,744 | $0.00 | 4,744 | D | — · — to — | 4,744 Common Stock, $0.0001 par value | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F6) The restricted stock units vest in three equal installments beginning on December 8, 2024. |
| 8 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 1,387 | $0.00 | 2,775 | D | — · — to — | 1,387 Common Stock, $0.0001 par value | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F7) Vesting of restricted stock units granted on 12/08/2022. |
| 9 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 1,162 | $0.00 | 0 | D | — · — to — | 1,162 Common Stock, $0.0001 par value | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F8) Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. |
| 10 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 1,085 | $0.00 | 1,085 | D | — · — to — | 1,085 Common Stock, $0.0001 par value | (F1) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F5) Vesting of restricted stock units granted on 12/08/2021. |