Form 4/A for UTI UNIVERSAL TECHNICAL INSTITUTE INC
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-15 · accession 0001261654-24-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2024-02-16 | 2024-02-15 | UTI | Prehn Kevin | Concorde Division Pres | M - OptEx | $11.88 | +1,160 | 1,160 | New | +$13.8K |
| DA | 2024-02-16 | 2024-02-15 | UTI | Prehn Kevin | Concorde Division Pres | F - Tax | $11.88 | -412 | 748 | -36% | -$4,895 |
| DA | 2024-02-16 | 2024-02-15 | UTI | Prehn Kevin | Concorde Division Pres | M - OptEx | $0.00 | -1,160 | 2,322 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2024-02-15 | M | A | 1,160 | $11.88 | 1,160 | D | — | — | |
| 2 | Common | Common Stock, $0.0001 par value | 2024-02-15 | F | D | 412 | $11.88 | 748 | D | — | — | (F1) Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. |
| 3 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 1,160 | $0.00 | 2,322 | D | — · — to — | 1,160 Common Stock, $0.0001 par value | (F2) Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. (F3) The restricted stock units vest in three equal annual installments beginning on December 8, 2023. |