Form 4 for FSBC FIVE STAR BANCORP
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001275168-23-000096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-05-17 | 2023-05-15 | FSBC | Allbaugh Larry Eugene | Dir, 10% | P - Purchase | $18.30 | +12.3K | 895.8K | +1% | +$225.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | P | A | 2,308 | $18.19 | 10,000 | I Buzz Oates LLC Affiliate | — | — | (F3) Reflects an adjustment of 7,692 additional shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares were previously reported as being held by other entities with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of fewer shares held by such entities. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment. (F4) Shares are held by Buzz Oates LLC, of which Mr. Allbaugh has significant influence. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates LLC. |
| 2 | Common | Common Stock | 2023-05-15 | P | A | 10,000 | $18.33 | 895,835 | I OAT Trustee | — | — | (F2) Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee. (F1) As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |