Form 4 for TFSL TFS Financial CORP

Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-12 · accession 0001381668-21-000084 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-16	2021-08-12	TFSL	Huml Paul J	CFO	S - Sale+OE	$20.01	-11.3K	59.5K	-16%	-$225.9K
D	2021-08-16	2021-08-12	TFSL	Huml Paul J	CFO	M - OptEx	$14.81	+78.3K	137.8K	+131%	+$1.16M
D	2021-08-16	2021-08-12	TFSL	Huml Paul J	CFO	F - Tax	$20.26	-67.0K	70.8K	-49%	-$1.36M
D	2021-08-16	2021-08-12	TFSL	Huml Paul J	CFO	M - OptEx	$14.81	-78.3K	0	-100%	-$1.16M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-12	S	D	11,288	$20.01	59,544	D	—	—	(F2) Shares are held with shared voting power with spouse.
2	Common	Common Stock	2021-08-12	M	A	78,300	$14.81	137,844	D	—	—
3	Common	Common Stock	2021-08-12	F	D	67,012	$20.26	70,832	D	—	—	(F1) Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). (F2) Shares are held with shared voting power with spouse.
4	Derivative	Employee Stock Option (right to buy)	2021-08-12	M	D	78,300	$14.81	0	D	$14.81 · — to 2025-05-28	78,300 Common Stock	(F11) As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.