Form 4 for TFSL TFS Financial CORP
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-10 · accession 0001381668-21-000091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-14 | 2021-09-10+ | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | M - OptEx | $9.43 | +416.7K | 203.2K | New | +$3.93M |
| DM | 2021-09-14 | 2021-09-10+ | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | F - Tax | $18.83 | -292.5K | 191.5K | -60% | -$5.51M |
| DM | 2021-09-14 | 2021-09-10+ | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | S - Sale+OE | $18.60 | -124.2K | 186.8K | -40% | -$2.31M |
| DM | 2021-09-14 | 2021-09-10+ | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | M - OptEx | $9.43 | -416.7K | 16.4K | -96% | -$3.93M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-10 | M | A | 400,315 | $9.43 | 587,114 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-10 | F | D | 280,850 | $18.82 | 306,264 | D | — | — | (F1) Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). |
| 3 | Common | Common Stock | 2021-09-13 | S | D | 4,687 | $19.06 | 186,799 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-13 | M | A | 16,385 | $9.43 | 203,184 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-13 | F | D | 11,698 | $18.95 | 191,486 | D | — | — | (F1) Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). |
| 6 | Common | Common Stock | 2021-09-10 | S | D | 119,465 | $18.58 | 186,799 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-09-13 | M | D | 16,385 | $9.43 | 0 | D | $9.43 · — to 2022-12-15 | 16,385 Common Stock | (F11) As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-09-10 | M | D | 400,315 | $9.43 | 16,385 | D | $9.43 · — to 2022-12-15 | 400,315 Common Stock | (F11) As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013. |