Form 4 for TFSL TFS Financial CORP
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001381668-22-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | TFSL | Stefanski III Ben S | Former Chief Mktg Off, Dir | S - Sale+OE | $17.13 | -599 | 64.1K | -0.9% | -$10.3K |
| D | 2022-03-03 | 2022-03-01 | TFSL | Stefanski III Ben S | Former Chief Mktg Off, Dir | M - OptEx | $16.37 | +17.0K | 81.1K | +27% | +$278.3K |
| D | 2022-03-03 | 2022-03-01 | TFSL | Stefanski III Ben S | Former Chief Mktg Off, Dir | F - Tax | $17.17 | -16.4K | 64.7K | -20% | -$281.6K |
| D | 2022-03-03 | 2022-03-01 | TFSL | Stefanski III Ben S | Former Chief Mktg Off, Dir | M - OptEx | $16.37 | -17.0K | 0 | -100% | -$278.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | S | D | 599 | $17.13 | 64,140 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-01 | M | A | 17,000 | $16.37 | 81,140 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-01 | F | D | 16,401 | $17.17 | 64,739 | D | — | — | (F1) Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-03-01 | M | D | 17,000 | $16.37 | 0 | D | $16.37 · — to 2022-04-27 | 0 Common Stock | (F3) On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020 |