Form 4 for TFSL TFS Financial CORP

Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-10 · accession 0001381668-22-000150 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-12-13	2022-12-10	TFSL	Rubino Andrew J	CIO	F - Tax	$0.00	-385	13.9K	-3%	$0
D	2022-12-13	2022-12-10	TFSL	Rubino Andrew J	CIO	M - OptEx	$0.00	+1,266	14.3K	+10%	$0
D	2022-12-13	2022-12-10	TFSL	Rubino Andrew J	CIO	M - OptEx	$0.00	-1,266	2,534	-33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-12-10	F	D	385	$0.00	13,874	D	—	—	(F2) These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
2	Common	Common Stock	2022-12-10	M	A	1,266	$0.00	14,259	D	—	—	(F1) These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
3	Derivative	Restricted Stock Units	2022-12-10	M	D	1,266	$0.00	2,534	D	— · — to —	1,266 Common Stock	(F4) Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. (F5) On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.