Form 4 for TFSL TFS Financial CORP
Accepted 2023-08-15 00:00:00 ET · period of report 2023-08-11 · accession 0001381668-23-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-15 | 2023-08-11 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | M - OptEx | $11.64 | +95.9K | 342.3K | +39% | +$1.12M |
| D | 2023-08-15 | 2023-08-11 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | F - Tax | $14.95 | -84.0K | 258.2K | -25% | -$1.26M |
| D | 2023-08-15 | 2023-08-11 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | S - Sale+OE | $14.96 | -11.8K | 246.4K | -5% | -$176.7K |
| D | 2023-08-15 | 2023-08-11 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | M - OptEx | $11.64 | -95.9K | 190.6K | -33% | -$1.12M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-11 | M | A | 95,855 | $11.64 | 342,283 | D | — | — | (F1) These common shares were acquired upon the vesting and settlement of certain stock options. |
| 2 | Common | Common Stock | 2023-08-11 | F | D | 84,042 | $14.95 | 258,241 | D | — | — | (F2) These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options. |
| 3 | Common | Common Stock | 2023-08-11 | S | D | 11,813 | $14.96 | 246,428 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-08-11 | M | D | 95,855 | $11.64 | 190,645 | D | $11.64 · — to 2023-12-03 | 95,855 Common Stock | (F13) As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. |