Form 4 for TFSL TFS Financial CORP
Accepted 2023-08-23 00:00:00 ET · period of report 2023-08-21 · accession 0001381668-23-000074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-23 | 2023-08-21 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | F - Tax | $14.03 | -170.3K | 264.4K | -39% | -$2.39M |
| D | 2023-08-23 | 2023-08-21 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | S - Sale+OE | $13.82 | -18.0K | 246.4K | -7% | -$248.2K |
| D | 2023-08-23 | 2023-08-21 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | M - OptEx | $11.64 | +188.2K | 434.6K | +76% | +$2.19M |
| D | 2023-08-23 | 2023-08-21 | TFSL | Stefanski Marc A | COB, Pres, CEO, Dir | M - OptEx | $11.64 | -188.2K | 0 | -100% | -$2.19M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-21 | F | D | 170,251 | $14.03 | 264,390 | D | — | — | (F2) These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain stock options. |
| 2 | Common | Common Stock | 2023-08-21 | S | D | 17,962 | $13.82 | 246,428 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-21 | M | A | 188,213 | $11.64 | 434,641 | D | — | — | (F1) These common shares were acquired upon the vesting and settlement of certain stock options. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-08-21 | M | D | 188,213 | $11.64 | 0 | D | $11.64 · — to 2023-12-03 | 188,213 Common Stock | (F13) As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. |