Form 4 for TFSL TFS Financial CORP
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-10 · accession 0001381668-23-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-12 | TFSL | Fiala Robert A | Dir | M - OptEx | $0.00 | +5,100 | 66.9K | +8% | $0 |
| D | 2023-12-12 | 2023-12-10 | TFSL | Fiala Robert A | Dir | M - OptEx | $0.00 | -5,100 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-12 | M | A | 5,100 | $0.00 | 66,900 | D | — | — | (F1) These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). |
| 2 | Derivative | Restricted Stock Units | 2023-12-10 | M | D | 5,100 | $0.00 | 0 | D | — · — to — | 5,100 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. (F3) On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 |