Form 4 for TFSL TFS Financial CORP
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001381668-23-000124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-08 | TFSL | Holmes Russell C. | Chief Retail Off | M - OptEx | $13.45 | +12.0K | 21.5K | +127% | +$161.4K |
| D | 2023-12-12 | 2023-12-08 | TFSL | Holmes Russell C. | Chief Retail Off | F - Tax | $13.45 | -3,642 | 17.8K | -17% | -$49.0K |
| D | 2023-12-12 | 2023-12-08 | TFSL | Holmes Russell C. | Chief Retail Off | S - Sale+OE | $13.45 | -8,358 | 9,482 | -47% | -$112.4K |
| D | 2023-12-12 | 2023-12-08 | TFSL | Holmes Russell C. | Chief Retail Off | M - OptEx | $0.00 | -12.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | M | A | 12,000 | $13.45 | 21,482 | D | — | — | (F1) These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). |
| 2 | Common | Common Stock | 2023-12-08 | F | D | 3,642 | $13.45 | 17,840 | D | — | — | (F2) These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. |
| 3 | Common | Common Stock | 2023-12-08 | S | D | 8,358 | $13.45 | 9,482 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 12,000 | $0.00 | 0 | D | — · — to — | 12,000 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock. (F5) On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023. |