Form 4 for TFSL TFS Financial CORP
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001381668-23-000141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-12 | 2023-12-08 | TFSL | Stefanski Gavin B | Chief Lending Off | F - Tax | $13.45 | -3,035 | 46.7K | -6% | -$40.8K |
| D | 2023-12-12 | 2023-12-08 | TFSL | Stefanski Gavin B | Chief Lending Off | M - OptEx | $13.45 | +10.0K | 49.8K | +25% | +$134.5K |
| D | 2023-12-12 | 2023-12-08 | TFSL | Stefanski Gavin B | Chief Lending Off | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | F | D | 3,035 | $13.45 | 46,720 | D | — | — | (F2) These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. |
| 2 | Common | Common Stock | 2023-12-08 | M | A | 10,000 | $13.45 | 49,755 | D | — | — | (F1) These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). |
| 3 | Derivative | Restricted Stock Units | 2023-12-08 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. (F5) On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. |