Form 4 for RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0001398344-23-020964 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-21 | 2023-11-20 | RIV | RIVERNORTH CAPITAL MANAGEMENT, LLC | Adviser | A - Grant | $10.49 | +15.2K | 53.7K | +40% | +$159.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Interest | 2023-11-20 | A | A | 15,245 | $10.49 | 53,694 | D | — | — |