InsiderTrades

RIV RIVERNORTH OPPORTUNITIES FUND, INC.

NYSE · SEC CIK 1501072 · EDGAR

Bought, last 12 months
$0
0 purchases by 0 insiders
Sold, last 12 months
$0
0 sales by 0 insiders
Filings on record
27
since 2021-11-15, latest 2025-10-14
Buying vs selling by month open-market trades, last 24 months
BoughtSold

Most active insiders, 12 months

InsiderTitleBoughtSold
RiverNorth Strategic Holdings, LLCHolding Co ——
Raio JerryDir ——
O'Neill Stephen AndrewPortfolio Manager ——
Galley Patrick W.Pres, Dir ——

Transactions 27

Type
Reset
X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2025-10-14 2025-10-10 RIV O'Neill Stephen Andrew Portfolio Manager J - Other $11.95 +15.0K 94.8K +19% +$179.2K
2025-10-14 2025-10-10 RIV Raio Jerry Dir J - Other $11.95 +3,834 8,412 +84% +$45.8K
2025-10-14 2025-10-10 RIV Galley Patrick W. Pres, Dir J - Other $11.95 +112.2K 330.7K +51% +$1.34M
2025-10-14 2025-10-10 RIV RiverNorth Strategic Holdings, LLC Holding Co J - Other $11.95 +25.6K 102.4K +33% +$305.9K
2024-11-27 2024-11-22 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser J - Other — -76.8K 0 -100% —
2023-12-28 2023-12-27 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $11.12 +12.6K 89.4K +16% +$140.2K
2023-12-15 2023-12-14 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $11.06 +8,674 76.8K +13% +$95.9K
2023-12-11 2023-12-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.83 +600 68.1K +0.9% +$6,498
2023-12-07 2023-12-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.77 +292 67.5K +0.4% +$3,145
2023-12-06 2023-12-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.68 +1,053 67.2K +2% +$11.2K
2023-12-04 2023-12-01 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.65 +47 66.1K +0.1% +$500.55
2023-11-22 2023-11-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.50 +12.4K 66.1K +23% +$130.2K
2023-11-21 2023-11-20 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.49 +15.2K 53.7K +40% +$159.9K
2023-11-20 2023-11-17 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.47 +18.1K 38.4K +89% +$189.4K
2023-10-27 2023-10-27 RIV Raio Jerry Dir P - Purchase $9.74 +2,500 4,000 +167% +$24.4K
2023-06-05 2023-06-02 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $11.20 +916 20.4K +5% +$10.3K
2023-05-15 2023-05-12 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $10.98 +4,539 19.4K +30% +$49.8K
2023-05-12 2023-05-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $11.13 +728 14.9K +5% +$8,103
2023-05-11 2023-05-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser A - Grant $11.13 +1,600 14.2K +13% +$17.8K
2023-04-11 2023-04-10 RIV Raio Jerry Dir P - Purchase $11.55 +1,500 1,500 New +$17.3K
2022-12-06 2022-11-15 RIV Galley Patrick W. Pres, Dir P - Purchase $0.00 +41.9K 282.0K +17% $0
2022-11-22 2022-11-08 RIV HUTCHENS JOHN WAYNE Dir P - Purchase $11.93 +2,773 7,763 +56% +$33.1K
M 2022-01-25 2022-01-24 RIV O'Neill Stephen Andrew Off. Subadviser P - Purchase $14.95 +5,000 68.6K +8% +$74.7K
A 2021-11-17 2021-11-15 RIV O'Neill Stephen Andrew Off. of Subadviser P - Purchase $16.81 +16.6K 66.2K +33% +$278.3K
2021-11-17 2021-11-16 RIV HUTCHENS JOHN WAYNE Dir P - Purchase $16.81 +1,664 6,654 +33% +$28.0K
2021-11-16 2021-11-15 RIV O'Neill Stephen Andrew Off. of Subadviser P - Purchase $16.81 +16.6K 82.8K +25% +$278.3K
2021-11-15 2021-11-15 RIV Swanson David Dir P - Purchase $16.81 +344 1,376 +33% +$5,783

Purchase Sale Sale after option exercise All abbreviations