InsiderTrades

Galley Patrick W.

SEC CIK 1646929 · EDGAR

Buying vs selling by month open-market trades, last 56 months, all 8 companies
BoughtSold

Companies

TickerCompanyTitleHoldingBoughtSoldTradesFirstLast
RIVRIVERNORTH OPPORTUNITIES FUND, INC.Pres, Dir 330.7K — — 22022-11-152025-10-10
RSFRiverNorth Capital & Income Fund, Inc.Pres, Dir 204.9K $675.7K $176.1K 72022-12-222025-07-16
RMIRiverNorth Opportunistic Municipal Income Fund, Inc.Pres, Dir 2,700 $32.6K $550.5K 122022-09-282025-04-25
RFMRiverNorth Flexible Municipal Income Fund, Inc.Pres, Dir 7,300 $12.4K — 32025-04-082025-04-09
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.Pres, Dir 15.0K $146.3K $68.7K 62022-02-112025-04-09
RMMZRiverNorth Managed Duration Municipal Income Fund II, Inc.Pres, Dir 0 $280.9K $189.8K 82022-02-112022-10-04
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.Pres, Dir 16.0K $295.3K — 42022-05-052022-10-03
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.Pres, Dir 0 — — 22021-09-132021-10-05

Most active insiders at RIV, 12 months

#InsiderTitleBoughtSold
1 RiverNorth Strategic Holdings, LLCHolding Co ——
2 Raio JerryDir ——
3 O'Neill Stephen AndrewPortfolio Manager ——
4 Galley Patrick W.Pres, Dir ——

Transactions 44

Type
Reset
X Filed Traded Ticker Company Insider Title Type Price Qty Owned ΔOwn Value
2025-10-14 2025-10-10 RIV RIVERNORTH OPPORTUNITIES FUND, INC. Galley Patrick W. Pres, Dir J - Other $11.95 +112.2K 330.7K +51% +$1.34M
2025-08-01 2025-07-11 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. CEO, Dir J - Other $14.39 +39.8K 254.7K +19% +$572.9K
I 2025-07-16 2025-07-16 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. CEO, Dir J - Other $14.68 +13.6K 204.9K +7% +$199.6K
2025-07-16 2025-07-16 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. CEO, Dir J - Other $14.68 +10.0K 214.9K +5% +$147.3K
MI 2025-04-28 2025-04-25 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $14.29 +700 2,700 +35% +$10.0K
MI 2025-04-10 2025-04-09 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $14.13 +1,600 2,500 +178% +$22.6K
MAI 2025-04-10 2025-04-08 RFM RiverNorth Flexible Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.74 +5,300 3,400 New +$72.8K
MAI 2025-04-10 2025-04-08 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $14.04 +3,400 100 New +$47.7K
MI 2025-04-10 2025-04-09 RFM RiverNorth Flexible Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.83 +900 7,300 +14% +$12.4K
MI 2025-04-10 2025-04-09 RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.14 +4,000 15.0K +36% +$52.6K
MAI 2025-04-10 2025-04-08 RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.15 +6,000 9,000 +200% +$78.9K
MI 2025-04-09 2025-04-08 RFM RiverNorth Flexible Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.74 -5,300 3,700 -59% -$72.8K
MI 2025-04-09 2025-04-08 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $14.04 -3,400 200 -94% -$47.7K
MI 2025-04-09 2025-04-08 RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.15 -6,000 7,000 -46% -$78.9K
2024-04-29 2024-04-26 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. CEO, Dir A - Grant $15.04 +68.4K 237.1K +41% +$1.03M
2024-03-22 2024-03-22 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. CEO, Dir P - Purchase $16.10 +100 168.6K +0.1% +$1,610
M 2023-02-08 2023-02-03 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. Portfolio Manager P - Purchase $15.84 +42.6K 150.1K +40% +$674.1K
M 2022-12-23 2022-12-22 RSF RiverNorth Capital & Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $24.83 -7,093 43.9K -14% -$176.1K
M 2022-12-22 2022-10-04 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir S - Sale $15.66 -1,000 0 -100% -$15.7K
M 2022-12-08 2022-12-07 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $17.65 -7,309 609 -92% -$129.0K
M 2022-12-06 2022-12-05 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $17.46 -5,505 7,514 -42% -$96.1K
2022-12-06 2022-11-15 RIV RIVERNORTH OPPORTUNITIES FUND, INC. Galley Patrick W. Pres, Dir P - Purchase $0.00 +41.9K 282.0K +17% $0
M 2022-12-05 2022-12-02 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $17.40 -5,936 12.8K -32% -$103.3K
M 2022-12-02 2022-12-01 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $17.83 -4,870 23.2K -17% -$86.8K
M 2022-12-01 2022-11-30 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $17.31 -3,000 24.6K -11% -$51.9K
2022-11-07 2022-11-04 RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $13.91 -2,000 5,000 -29% -$27.8K
M 2022-11-02 2022-11-01 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $14.70 -4,000 27.4K -13% -$58.8K
M 2022-11-01 2022-10-31 RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $13.62 -3,000 7,100 -30% -$40.9K
2022-10-25 2022-10-24 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $15.08 -1,000 11.9K -8% -$15.1K
MA 2022-10-04 2022-09-30 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir S - Sale $15.72 -1,000 8,900 -10% -$15.7K
M 2022-10-04 2022-10-03 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir S - Sale $15.87 -7,000 2,988 -70% -$111.1K
A 2022-10-04 2022-09-28 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir S - Sale $15.79 -1,000 9,000 -10% -$15.8K
MA 2022-10-04 2022-02-11+ RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir P - Purchase $18.71 +10.0K 1,000 New +$187.1K
M 2022-10-04 2022-10-03 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.59 +7,000 16.0K +78% +$95.2K
M 2022-10-03 2022-09-30 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.26 +2,000 8,000 +33% +$26.5K
M 2022-10-03 2022-09-30 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir S - Sale $15.72 -1,000 3,500 -22% -$15.7K
2022-09-30 2022-09-28 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir S - Sale $15.79 -1,000 4,000 -20% -$15.8K
2022-09-30 2022-09-28 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir S - Sale $15.85 -597 12.9K -4% -$9,462
M 2022-09-30 2022-09-28 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir P - Purchase $13.57 +2,000 6,000 +50% +$27.1K
M 2022-05-06 2022-05-05 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir P - Purchase $14.65 +10.0K 5,000 New +$146.5K
2022-02-17 2022-02-11 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Galley Patrick W. Pres, Dir P - Purchase $18.75 +5,000 5,000 New +$93.8K
2022-02-15 2022-02-11 RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Galley Patrick W. Pres, Dir P - Purchase $18.75 +5,000 5,000 New +$93.8K
2021-10-08 2021-09-13 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Galley Patrick W. Pres, Dir A - Grant $0.00 +15.4K 15.4K New $0
2021-10-08 2021-10-05 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Galley Patrick W. Pres, Dir D - Sale to Iss $0.00 -15.4K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations