Form 4 for HTGC Hercules Capital, Inc.
Accepted 2026-02-27 00:00:00 ET · period of report 2026-02-27 · accession 0001399121-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-02-27 | 2026-02-27 | HTGC | Fallon Thomas J | Dir | P - Purchase | $14.20 | +20.0K | 150.4K | +15% | +$284.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-27 | P | A | 20,000 | $14.20 | 150,369 | I By Trust | — | — | (F1) Average purchase price. Shares purchased at prices between $14.16 and $14.22. (F2) Held by the Fallon Family Revocable Trust |