Fallon Thomas J
SEC CIK 1399121 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | Dir | 157.7K | $1.21M | — | 41 | 2021-08-02 | 2026-03-26 |
Most active insiders at HTGC, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | Fallon Thomas J | Dir | $855.8K | — |
| 2 | Bluestein Scott | CEO, Dir | $552.9K | — |
| 3 | CROWELL GAYLE A | Dir | $311.9K | — |
| 4 | Meyer Seth H | Pres | $300.9K | — |
| 5 | Theodosopoulos Nikos | Dir | $240.2K | — |
| 6 | BADAVAS ROBERT P | Dir | $198.9K | — |
| 7 | Loo Wade | Dir | $154.4K | — |
| 8 | Aguirre DeAnne | Dir | $105.0K | — |
| 9 | Randhawa Paramjeet K | Dir | $87.1K | — |
| 10 | Botelho Kiersten Zaza | CLO, CCO | $18.5K | — |
Transactions 41
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-30 | 2026-03-26 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $14.30 | +7,300 | 157.7K | +5% | +$104.4K |
| I | 2026-02-27 | 2026-02-27 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $14.20 | +20.0K | 150.4K | +15% | +$284.0K |
| I | 2026-02-25 | 2026-02-24 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $14.98 | +10.0K | 130.4K | +8% | +$149.8K |
| I | 2026-02-19 | 2026-02-17 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $15.88 | +20.0K | 120.4K | +20% | +$317.6K |
| I | 2025-05-09 | 2025-05-08 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $17.53 | +5,976 | 98.9K | +6% | +$104.8K |
| 2024-08-08 | 2024-08-06 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -1,158 | 6,789 | -15% | $0 | |
| I | 2024-08-08 | 2024-08-06 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +1,158 | 86.7K | +1% | $0 |
| I | 2024-08-08 | 2024-08-06 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $18.33 | +5,723 | 92.4K | +7% | +$104.9K |
| 2024-06-24 | 2024-06-20 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -149 | 7,947 | -2% | $0 | |
| 2024-06-24 | 2024-06-20 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $19.80 | +3,030 | 8,096 | +60% | +$60.0K | |
| I | 2024-06-24 | 2024-06-20 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +149 | 85.5K | +0.2% | $0 |
| 2023-11-27 | 2023-11-22 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -5,800 | 4,917 | -54% | $0 | |
| 2023-11-27 | 2023-11-22 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $15.87 | +149 | 5,066 | +3% | +$2,365 | |
| I | 2023-11-27 | 2023-11-22 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +5,800 | 85.1K | +7% | $0 |
| 2023-09-11 | 2023-09-08 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $15.90 | +5,656 | 10.7K | +112% | +$89.9K | |
| 2023-08-28 | 2023-08-25 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -1,377 | 4,917 | -22% | $0 | |
| 2023-08-28 | 2023-08-25 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $16.41 | +144 | 5,061 | +3% | +$2,363 | |
| I | 2023-08-28 | 2023-08-25 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +1,377 | 79.3K | +2% | $0 |
| I | 2023-05-25 | 2023-05-23 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +186 | 77.9K | +0.2% | $0 |
| 2023-05-25 | 2023-05-23 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -186 | 6,076 | -3% | $0 | |
| 2023-05-25 | 2023-05-23 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $13.09 | +218 | 6,294 | +4% | +$2,854 | |
| MI | 2023-03-13 | 2023-03-09+ | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $12.48 | +10.2K | 67.8K | +18% | +$127.5K |
| 2023-03-13 | 2023-03-09 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -220 | 6,075 | -3% | $0 | |
| 2023-03-13 | 2023-03-09 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $15.32 | +187 | 6,262 | +3% | +$2,865 | |
| I | 2022-11-21 | 2022-11-17 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +202 | 67.5K | +0.3% | $0 |
| 2022-11-21 | 2022-11-17 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -202 | 6,074 | -3% | $0 | |
| 2022-11-21 | 2022-11-17 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $14.06 | +220 | 6,295 | +4% | +$3,093 | |
| 2022-08-18 | 2022-08-16 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $15.13 | +202 | 6,276 | +3% | +$3,056 | |
| I | 2022-08-18 | 2022-08-16 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +5,496 | 67.3K | +9% | $0 |
| 2022-08-18 | 2022-08-16 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -5,496 | 6,074 | -48% | $0 | |
| I | 2022-08-01 | 2022-08-01 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $0.00 | +230 | 61.8K | +0.4% | $0 |
| 2022-08-01 | 2022-08-01 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -230 | 7,231 | -3% | $0 | |
| 2022-08-01 | 2022-08-01 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $16.13 | +4,339 | 11.6K | +60% | +$70.0K | |
| 2022-05-26 | 2022-05-24 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $15.06 | +230 | 7,461 | +3% | +$3,464 | |
| I | 2022-05-13 | 2022-05-12 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | P - Purchase | $14.88 | +10.0K | 61.6K | +19% | +$148.8K |
| 2022-05-13 | 2022-05-12 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | D - Sale to Iss | $0.00 | -7,231 | 7,231 | -50% | $0 | |
| 2022-03-18 | 2022-03-16 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $16.99 | +205 | 58.8K | +0.3% | +$3,483 | |
| M | 2021-12-27 | 2021-12-22 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $17.24 | +185 | 58.5K | +0.3% | +$3,190 |
| 2021-11-19 | 2021-11-17 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $17.33 | +166 | 58.4K | +0.3% | +$2,877 | |
| 2021-08-19 | 2021-08-18 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $16.98 | +165 | 58.3K | +0.3% | +$2,802 | |
| 2021-08-02 | 2021-08-02 | HTGC | Hercules Capital, Inc. | Fallon Thomas J | Dir | A - Grant | $17.44 | +4,013 | 58.1K | +7% | +$70.0K |
Purchase Sale Sale after option exercise All abbreviations