Form 4 for HTGC Hercules Capital, Inc.
Accepted 2026-03-30 00:00:00 ET · period of report 2026-03-26 · accession 0001399121-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-30 | 2026-03-26 | HTGC | Fallon Thomas J | Dir | P - Purchase | $14.30 | +7,300 | 157.7K | +5% | +$104.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-26 | P | A | 7,300 | $14.30 | 157,669 | I By Trust | — | — | (F1) Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. (F2) Held by the Fallon Family Revocable Trust. |