Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-08 · accession 0001562180-25-003689 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2025-05-09 | 2025-05-08 | HTGC | Fallon Thomas J | Dir | P - Purchase | $17.53 | +5,976 | 98.9K | +6% | +$104.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-08 | P | A | 5,976 | $17.53 | 98,882 | I By Trust | — | — | (F1) Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. (F2) Average purchase price. Shares purchased at prices between $17.46 and $17.67. (F3) Includes 182, 170 and 154 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025 respectively. (F4) Held by the Fallon Family Revocable Trust |