Form 4 for HTGC Hercules Capital, Inc.
Accepted 2021-08-19 00:00:00 ET · period of report 2021-08-18 · accession 0001562180-21-005456 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-19 | 2021-08-18 | HTGC | Fallon Thomas J | Dir | A - Grant | $16.98 | +165 | 58.3K | +0.3% | +$2,802 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-18 | A | A | 165 | $16.98 | 58,279 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |