Form 4 for HTGC Hercules Capital, Inc.
Accepted 2021-12-27 00:00:00 ET · period of report 2021-12-22 · accession 0001562180-21-007877 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-27 | 2021-12-22 | HTGC | Fallon Thomas J | Dir | A - Grant | $17.24 | +185 | 58.5K | +0.3% | +$3,190 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-22 | A | A | 94 | $17.33 | 58,630 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |
| 2 | Common | Common Stock | 2021-12-22 | A | A | 91 | $17.15 | 58,536 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |