Form 4 for AMP Ameriprise Financial
Accepted 2023-12-20 00:00:00 ET · period of report 2023-12-18 · accession 0001415889-23-016793 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-20 | 2023-12-18 | AMP | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $375.61 | -213 | 1,183 | -15% | -$80.0K |
| D | 2023-12-20 | 2023-12-18 | AMP | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $107.61 | +420 | 1,396 | +43% | +$45.2K |
| D | 2023-12-20 | 2023-12-18 | AMP | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $0.00 | -420 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-18 | F | D | 213 | $375.61 | 1,183 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-18 | M | A | 420 | $107.61 | 1,396 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-12-18 | M | D | 420 | $0.00 | 0 | D | $107.61 · — to 2024-02-07 | 420 Common Stock | (F2) Fully vested. |