Brockman Dawn M.
SEC CIK 1937010 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| AMP | Ameriprise Financial | SVP AND Ctrl | 713 | — | $684.5K | 27 | 2022-12-27 | 2026-08-10 |
Most active insiders at AMP, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | CRACCHIOLO JAMES M | COB AND CEO, Dir | — | $36.43M |
| 2 | Berman Walter Stanley | EXECUTIVE VP AND CFO | — | $9.85M |
| 3 | Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | — | $8.67M |
| 4 | Smyth Gerard P. | EVP, Hd. of Tech, Serv. Del | — | $2.96M |
| 5 | TRUSCOTT WILLIAM F | CEO, Gbl ASSET MANAGEMENT | — | $2.66M |
| 6 | Alvero Gumer | Pres-INSURANCE, ANNUITIES | — | $2.53M |
| 7 | McGraw Deirdre Davey | EVP Mktg, Strat, Comms | — | $1.34M |
| 8 | Sharpe Robert Francis JR | Dir | — | $1.24M |
| 9 | Brockman Dawn M. | SVP AND Ctrl | — | $263.8K |
| 10 | MELLOH HEATHER J. | EVP AND GC | — | — |
Transactions 27
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-12 16:55 | 2026-08-10 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | S - Sale | $558.93 | -472 | 713 | -40% | -$263.8K | |
| D | 2026-07-13 19:47 | 2026-07-09 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | — | +26.04 | 1,194 | +2% | — |
| D | 2026-07-13 19:47 | 2026-07-09 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $500.16 | -9.04 | 1,185 | -0.8% | -$4,521 |
| D | 2026-02-03 | 2026-01-31 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $527.19 | -20 | 991 | -2% | -$10.5K |
| D | 2026-02-03 | 2026-02-02 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | A - Grant | $0.00 | +177 | 1,168 | +18% | $0 |
| M | 2026-01-28 | 2026-01-26+ | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $499.43 | -44 | 1,033 | -4% | -$22.0K |
| D | 2025-07-14 | 2025-07-10 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | — | +25.68 | 1,065 | +2% | — |
| D | 2025-07-14 | 2025-07-10 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $542.51 | -9.68 | 1,055 | -0.9% | -$5,251 |
| D | 2025-02-04 | 2025-01-31 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | A - Grant | $0.00 | +159 | 1,039 | +18% | $0 |
| 2025-01-30 | 2025-01-28 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $571.84 | -22 | 880 | -2% | -$12.6K | |
| 2025-01-29 | 2025-01-27 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $561.38 | -21 | 902 | -2% | -$11.8K | |
| 2025-01-28 | 2025-01-26 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $563.58 | -22 | 923 | -2% | -$12.4K | |
| 2024-11-08 | 2024-11-06 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | S - Sale | $560.12 | -350 | 945 | -27% | -$196.0K | |
| D | 2024-07-15 | 2024-07-11 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $439.82 | -3.70 | 1,295 | -0.3% | -$1,627 |
| D | 2024-07-15 | 2024-07-11 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $0.00 | +10.70 | 1,299 | +0.8% | $0 |
| D | 2024-03-28 | 2024-03-26 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $128.76 | +461 | 1,749 | +36% | +$59.4K |
| D | 2024-03-28 | 2024-03-26 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | S - Sale+OE | $434.13 | -224 | 1,288 | -15% | -$97.2K |
| D | 2024-03-28 | 2024-03-26 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $433.49 | -237 | 1,512 | -14% | -$102.7K |
| 2024-01-31 | 2024-01-29 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $393.11 | -32 | 1,288 | -2% | -$12.6K | |
| DM | 2024-01-30 | 2024-01-27+ | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $391.40 | -42 | 1,341 | -3% | -$16.4K |
| D | 2024-01-30 | 2024-01-26 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | A - Grant | $0.00 | +179 | 1,362 | +15% | $0 |
| D | 2023-12-20 | 2023-12-18 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $375.61 | -213 | 1,183 | -15% | -$80.0K |
| D | 2023-12-20 | 2023-12-18 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $107.61 | +420 | 1,396 | +43% | +$45.2K |
| 2023-02-02 | 2023-01-31 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $350.12 | -21 | 976 | -2% | -$7,353 | |
| D | 2023-01-31 | 2023-01-27 | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | A - Grant | $0.00 | +175 | 1,050 | +20% | $0 |
| DM | 2023-01-31 | 2023-01-28+ | AMP | Ameriprise Financial | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $344.45 | -53 | 1,029 | -5% | -$18.3K |
| 2022-12-29 | 2022-12-27 | AMP | Ameriprise Financial | Brockman Dawn M. | INTERIM Ctrl AND PAO | S - Sale | $310.63 | -410 | 875 | -32% | -$127.4K |
Purchase Sale Sale after option exercise All abbreviations