Form 4 for AMP Ameriprise Financial
Accepted 2024-03-28 00:00:00 ET · period of report 2024-03-26 · accession 0001415889-24-009338 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-28 | 2024-03-26 | AMP | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $128.76 | +461 | 1,749 | +36% | +$59.4K |
| D | 2024-03-28 | 2024-03-26 | AMP | Brockman Dawn M. | SVP AND Ctrl | S - Sale+OE | $434.13 | -224 | 1,288 | -15% | -$97.2K |
| D | 2024-03-28 | 2024-03-26 | AMP | Brockman Dawn M. | SVP AND Ctrl | F - Tax | $433.49 | -237 | 1,512 | -14% | -$102.7K |
| D | 2024-03-28 | 2024-03-26 | AMP | Brockman Dawn M. | SVP AND Ctrl | M - OptEx | $0.00 | -461 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-26 | M | A | 461 | $128.76 | 1,749 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-26 | S | D | 224 | $434.13 | 1,288 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-26 | F | D | 237 | $433.49 | 1,512 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-03-26 | M | D | 461 | $0.00 | 0 | D | $128.76 · — to 2025-02-02 | 461 Common Stock | (F2) Fully vested. |