Form 4 for AI C3.ai, Inc.
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-15 · accession 0001415889-24-008371 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-18 | 2024-03-15 | AI | ABBO EDWARD Y | CTO | M - OptEx | — | +83.1K | 810.4K | +11% | — |
| D | 2024-03-18 | 2024-03-15 | AI | ABBO EDWARD Y | CTO | F - Tax | $28.92 | -45.7K | 765.4K | -6% | -$1.32M |
| DM | 2024-03-18 | 2024-03-15 | AI | ABBO EDWARD Y | CTO | M - OptEx | $0.00 | -83.1K | 675.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-15 | M | A | 83,073 | — | 810,446 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2024-03-15 | F | D | 45,740 | $28.92 | 765,438 | D | — | — | (F2) Includes 732 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on March 15, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 8,073 | $0.00 | 8,074 | D | — · — to — | 8,073 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F6) 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| 4 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 75,000 | $0.00 | 675,000 | D | — · — to — | 75,000 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F7) 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |