Form 4 for AI C3.ai, Inc.
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-15 · accession 0001415889-24-008372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-18 | 2024-03-15 | AI | Lath Hitesh | CFO | M - OptEx | — | +8,007 | 8,007 | New | — |
| D | 2024-03-18 | 2024-03-15 | AI | Lath Hitesh | CFO | F - Tax | $28.92 | -4,566 | 3,441 | -57% | -$132.0K |
| D | 2024-03-18 | 2024-03-15 | AI | Lath Hitesh | CFO | M - OptEx | $0.00 | -8,007 | 152.1K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-15 | M | A | 8,007 | — | 8,007 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2024-03-15 | F | D | 4,566 | $28.92 | 3,441 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 8,007 | $0.00 | 152,147 | D | — · — to — | 8,007 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F2) Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |