Form 4 for STKS ONE Group Hospitality, Inc.
Accepted 2024-04-04 00:00:00 ET · period of report 2024-04-02 · accession 0001415889-24-010284 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-04 | 2024-04-02 | STKS | Segal Jonathan | Dir, 10% | A - Grant | $0.00 | +22.9K | 4.03M | +0.6% | $0 |
| D | 2024-04-04 | 2024-04-03 | STKS | Segal Jonathan | Dir, 10% | F - Tax | $3.59 | -8,427 | 4.02M | -0.2% | -$30.3K |
| D | 2024-04-04 | 2024-04-02 | STKS | Segal Jonathan | Dir, 10% | A - Grant | $0.00 | +16.4K | 16.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-02 | A | A | 22,905 | $0.00 | 4,026,372 | D | — | — | (F1) Represents a performance-based grant of 22,905 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The performance-based RSUs may be earned at any time prior to the third anniversary of the grant date based on attaining a 15% year-over-year increase in compounded annual growth rate in the volume-weighted average price of the Company's stock. |
| 2 | Common | Common Stock | 2024-04-03 | F | D | 8,427 | $3.59 | 4,017,945 | D | — | — | (F2) Reflects shares withheld on tax liability upon the vesting of 17,022 restricted stock units |
| 3 | Derivative | Stock Option (right to buy) | 2024-04-02 | A | A | 16,446 | $0.00 | 16,446 | D | $5.73 · 2025-04-02 to 2034-04-02 | 16,446 Common Stock |