Form 4 for AI C3.ai, Inc.
Accepted 2024-06-04 00:00:00 ET · period of report 2024-06-01 · accession 0001415889-24-015507 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-04 | 2024-06-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | — | +32.7K | 1.79M | +2% | — |
| DI | 2024-06-04 | 2024-06-04 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | +16.1K | 3.77M | +0.4% | $0 |
| D | 2024-06-04 | 2024-06-04 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | -16.1K | 1.76M | -0.9% | $0 |
| D | 2024-06-04 | 2024-06-03 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | F - Tax | $29.57 | -16.6K | 1.77M | -0.9% | -$490.6K |
| D | 2024-06-04 | 2024-06-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $0.00 | -32.7K | 327.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-01 | M | A | 32,736 | — | 1,789,126 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2024-06-04 | G | A | 16,145 | $0.00 | 3,766,452 | I See Footnote | — | — | (F2) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 3 | Common | Class A Common Stock | 2024-06-04 | G | D | 16,145 | $0.00 | 1,756,390 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-06-03 | F | D | 16,591 | $29.57 | 1,772,535 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-06-01 | M | D | 32,736 | $0.00 | 327,362 | D | — · — to — | 32,736 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F7) 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. |