Form 4 for AI C3.ai, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0001415889-24-017277 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-17 | 2024-06-13 | AI | ABBO EDWARD Y | Pres, CTO | A - Grant | $0.00 | +18.0K | 783.5K | +2% | $0 |
| DM | 2024-06-17 | 2024-06-13+ | AI | ABBO EDWARD Y | Pres, CTO | F - Tax | $29.30 | -55.6K | 811.0K | -6% | -$1.63M |
| D | 2024-06-17 | 2024-06-15 | AI | ABBO EDWARD Y | Pres, CTO | M - OptEx | — | +83.1K | 856.6K | +11% | — |
| DM | 2024-06-17 | 2024-06-15 | AI | ABBO EDWARD Y | Pres, CTO | M - OptEx | $0.00 | -83.1K | 600.0K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-13 | A | A | 18,039 | $0.00 | 783,477 | D | — | — | (F1) Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. |
| 2 | Common | Class A Common Stock | 2024-06-13 | F | D | 9,913 | $30.49 | 773,564 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-06-15 | F | D | 45,650 | $29.04 | 810,988 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-06-15 | M | A | 83,074 | — | 856,638 | D | — | — | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Units | 2024-06-15 | M | D | 8,074 | $0.00 | 0 | D | — · — to — | 8,074 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F6) 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| 6 | Derivative | Restricted Stock Units | 2024-06-15 | M | D | 75,000 | $0.00 | 600,000 | D | — · — to — | 75,000 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F7) 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |