Form 4 for AI C3.ai, Inc.
Accepted 2024-08-05 00:00:00 ET · period of report 2024-08-01 · accession 0001415889-24-020796 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-05 | 2024-08-01+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | — | +619.8K | 2.35M | +36% | — |
| DM | 2024-08-05 | 2024-08-02+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | -592.9K | 2.32M | -20% | $0 |
| DMI | 2024-08-05 | 2024-08-02+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | +592.9K | 4.36M | +16% | $0 |
| D | 2024-08-05 | 2024-08-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | F - Tax | $25.82 | -26.9K | 1.78M | -1% | -$695.2K |
| DM | 2024-08-05 | 2024-08-01+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $0.00 | -619.8K | 371.9K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-01 | M | A | 53,125 | — | 1,809,515 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2024-08-05 | G | D | 566,666 | $0.00 | 1,756,390 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-08-02 | G | A | 26,201 | $0.00 | 3,792,653 | I See Footnote | — | — | (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 4 | Common | Class A Common Stock | 2024-08-02 | G | D | 26,201 | $0.00 | 2,323,056 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-08-02 | M | A | 566,666 | — | 2,349,257 | D | — | — | (F2) Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. |
| 6 | Common | Class A Common Stock | 2024-08-05 | G | A | 566,666 | $0.00 | 4,359,319 | I See Footnote | — | — | (F3) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 7 | Common | Class A Common Stock | 2024-08-01 | F | D | 26,924 | $25.82 | 1,782,591 | D | — | — | |
| 8 | Derivative | Performance Restricted Stock Units | 2024-08-02 | M | D | 566,666 | $0.00 | 1,133,334 | D | — · — to — | 566,666 Class A Common Stock | (F2) Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. |
| 9 | Derivative | Restricted Stock Units | 2024-08-01 | M | D | 53,125 | $0.00 | 371,875 | D | — · — to — | 53,125 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F8) 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |