Form 4 for AI C3.ai, Inc.
Accepted 2024-08-20 00:00:00 ET · period of report 2024-08-16 · accession 0001415889-24-021772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-20 | 2024-08-16 | AI | Witteveen Merel | Interim COO | F - Tax | $25.49 | -5,495 | 6,178 | -47% | -$140.1K |
| D | 2024-08-20 | 2024-08-16 | AI | Witteveen Merel | Interim COO | M - OptEx | — | +10.0K | 11.7K | +598% | — |
| D | 2024-08-20 | 2024-08-16 | AI | Witteveen Merel | Interim COO | M - OptEx | $0.00 | -10.0K | 120.0K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-16 | F | D | 5,495 | $25.49 | 6,178 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-08-16 | M | A | 10,000 | — | 11,673 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 10,000 | $0.00 | 120,000 | D | — · — to — | 10,000 Class A Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F2) 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |