Form 4 for AI C3.ai, Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-08-30 · accession 0001415889-24-022864 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-09-04 | 2024-09-03+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | +553.8K | 4.93M | +13% | $0 |
| D | 2024-09-04 | 2024-09-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | F - Tax | $23.34 | -16.6K | 2.31M | -0.7% | -$387.2K |
| DM | 2024-09-04 | 2024-09-03+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | -553.8K | 2.29M | -19% | $0 |
| DM | 2024-09-04 | 2024-08-30+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $1.86 | +570.4K | 2.33M | +32% | +$1.06M |
| DM | 2024-09-04 | 2024-08-30+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $0.00 | -570.4K | 294.6K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-03 | G | A | 16,145 | $0.00 | 4,396,099 | I See Footnote | — | — | (F2) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 2 | Common | Class A Common Stock | 2024-09-01 | F | D | 16,591 | $23.34 | 2,310,169 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-09-04 | G | A | 537,634 | $0.00 | 4,933,733 | I See Footnote | — | — | (F2) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 4 | Common | Class A Common Stock | 2024-09-04 | G | D | 537,634 | $0.00 | 1,756,390 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-09-03 | G | D | 16,145 | $0.00 | 2,294,024 | D | — | — | |
| 6 | Common | Class A Common Stock | 2024-08-30 | M | A | 537,634 | $1.86 | 2,294,024 | D | — | — | |
| 7 | Common | Class A Common Stock | 2024-09-01 | M | A | 32,736 | — | 2,326,760 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-08-30 | M | D | 537,634 | $0.00 | 798,432 | D | $1.86 · — to 2026-11-29 | 537,634 Class A Common Stock | (F7) The options vest on an equal quarterly basis over the five (5) year period following November 30, 2016, so long as the Reporting Person continues to provide services through such vesting dates. |
| 9 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 32,736 | $0.00 | 294,626 | D | — · — to — | 32,736 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F8) 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. |