Form 4 for AI C3.ai, Inc.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-15 · accession 0001415889-24-023540 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-17 | 2024-09-15 | AI | Lath Hitesh | CFO | M - OptEx | — | +8,008 | 15.6K | +105% | — |
| D | 2024-09-17 | 2024-09-15 | AI | Lath Hitesh | CFO | F - Tax | $23.00 | -4,059 | 12.2K | -25% | -$93.4K |
| D | 2024-09-17 | 2024-09-15 | AI | Lath Hitesh | CFO | M - OptEx | $0.00 | -8,008 | 136.1K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-15 | M | A | 8,008 | — | 15,648 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2024-09-15 | F | D | 4,059 | $23.00 | 12,190 | D | — | — | (F2) Includes 601 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-09-15 | M | D | 8,008 | $0.00 | 136,131 | D | — · — to — | 8,008 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. (F3) Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |