Form 4 for AI C3.ai, Inc.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-16 · accession 0001415889-24-027298 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-16 | AI | Witteveen Merel | Senior VP, Ops | F - Tax | $25.99 | -5,495 | 13.2K | -29% | -$142.8K |
| D | 2024-11-19 | 2024-11-16 | AI | Witteveen Merel | Senior VP, Ops | M - OptEx | — | +10.0K | 18.7K | +115% | — |
| D | 2024-11-19 | 2024-11-16 | AI | Witteveen Merel | Senior VP, Ops | M - OptEx | $0.00 | -10.0K | 110.0K | -8% | $0 |
| D | 2024-11-19 | 2024-11-18 | AI | Witteveen Merel | Senior VP, Ops | A - Grant | $0.00 | +15.1K | 15.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-16 | F | D | 5,495 | $25.99 | 13,192 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-11-16 | M | A | 10,000 | — | 18,687 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Units | 2024-11-16 | M | D | 10,000 | $0.00 | 110,000 | D | — · — to — | 10,000 Class A Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F2) 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| 4 | Derivative | Restricted Stock Units | 2024-11-18 | A | A | 15,072 | $0.00 | 15,072 | D | — · — to — | 15,072 Class A Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F3) 20% of such RSU award shall vest on November 18, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |