Form 4 for AI C3.ai, Inc.
Accepted 2024-12-12 00:00:00 ET · period of report 2024-12-10 · accession 0001415889-24-029179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-12 | 2024-12-10 | AI | Rice Condoleezza | Dir | M - OptEx | $1.78 | +74.7K | 149.1K | +100% | +$132.9K |
| D | 2024-12-12 | 2024-12-10 | AI | Rice Condoleezza | Dir | S - Sale+OE | $45.01 | -74.7K | 74.4K | -50% | -$3.36M |
| DM | 2024-12-12 | 2024-12-10 | AI | Rice Condoleezza | Dir | M - OptEx | $0.00 | -74.7K | 312 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-10 | M | A | 41,355 | $1.86 | 115,742 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-12-10 | S | D | 74,689 | $45.01 | 74,387 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2024-12-10 | M | A | 33,334 | $1.68 | 149,076 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-12-10 | M | D | 33,334 | $0.00 | 0 | D | $1.68 · — to 2026-07-18 | 33,334 Class A Common Stock | (F5) Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3. (F4) Fully vested. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-12-10 | M | D | 41,355 | $0.00 | 312 | D | $1.86 · — to 2026-10-29 | 41,355 Class A Common Stock | (F5) Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3. (F4) Fully vested. |