Form 4 for AI C3.ai, Inc.
Accepted 2025-01-16 00:00:00 ET · period of report 2025-01-14 · accession 0001415889-25-001593 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-16 | 2025-01-14+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | S - Sale+OE | $31.38 | -665.4K | 1.76M | -27% | -$20.88M |
| DM | 2025-01-16 | 2025-01-14+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $1.86 | +665.4K | 2.17M | +44% | +$1.24M |
| DM | 2025-01-16 | 2025-01-14+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $0.00 | -665.4K | 133.0K | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-14 | S | D | 319,629 | $30.82 | 1,846,592 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $30.24 to $31.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2025-01-14 | S | D | 90,202 | $31.48 | 1,756,390 | D | — | — | (F3) Represents weighted average sales price. The shares were sold at prices ranging from $31.24 to $32.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2025-01-15 | M | A | 255,601 | $1.86 | 2,011,991 | D | — | — | |
| 4 | Common | Class A Common Stock | 2025-01-15 | S | D | 222,212 | $31.96 | 1,789,779 | D | — | — | (F4) Represents weighted average sales price. The shares were sold at prices ranging from $31.535 to $32.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Class A Common Stock | 2025-01-15 | S | D | 33,389 | $32.66 | 1,756,390 | D | — | — | (F5) Represents weighted average sales price. The shares were sold at prices ranging from $32.535 to $33.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Class A Common Stock | 2025-01-14 | M | A | 409,831 | $1.86 | 2,166,221 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2025-01-14 | M | D | 409,831 | $0.00 | 388,601 | D | $1.86 · — to 2026-11-29 | 409,831 Class A Common Stock | (F11) Fully vested. |
| 8 | Derivative | Stock Option (Right to Buy) | 2025-01-15 | M | D | 255,601 | $0.00 | 133,000 | D | $1.86 · — to 2026-11-29 | 255,601 Class A Common Stock | (F11) Fully vested. |