Form 4 for AI C3.ai, Inc.
Accepted 2025-02-04 00:00:00 ET · period of report 2025-02-01 · accession 0001415889-25-003017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-02-04 | 2025-02-03 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | +26.1K | 5.00M | +0.5% | $0 |
| D | 2025-02-04 | 2025-02-03 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | -26.1K | 1.76M | -1% | $0 |
| D | 2025-02-04 | 2025-02-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | — | +53.1K | 1.81M | +3% | — |
| D | 2025-02-04 | 2025-02-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | F - Tax | $31.35 | -27.0K | 1.78M | -1% | -$845.7K |
| D | 2025-02-04 | 2025-02-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $0.00 | -53.1K | 265.6K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-02-03 | G | A | 26,148 | $0.00 | 5,002,227 | I See Footnote | — | — | (F2) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee |
| 2 | Common | Class A Common Stock | 2025-02-03 | G | D | 26,148 | $0.00 | 1,756,390 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-02-01 | M | A | 53,125 | — | 1,809,515 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Common | Class A Common Stock | 2025-02-01 | F | D | 26,977 | $31.35 | 1,782,538 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2025-02-01 | M | D | 53,125 | $0.00 | 265,625 | D | — · — to — | 53,125 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F7) 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |