Form 4 for AI C3.ai, Inc.
Accepted 2025-06-02 00:00:00 ET · period of report 2025-05-29 · accession 0001415889-25-015292 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-02 | 2025-05-29+ | AI | LEVIN RICHARD C | Dir | M - OptEx | $5.00 | +42.0K | 197.7K | +27% | +$209.8K |
| DM | 2025-06-02 | 2025-05-29+ | AI | LEVIN RICHARD C | Dir | S - Sale+OE | $27.90 | -42.0K | 161.7K | -21% | -$1.17M |
| DM | 2025-06-02 | 2025-05-29+ | AI | LEVIN RICHARD C | Dir | M - OptEx | $0.00 | -42.0K | 98.8K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-06-02 | M | A | 2,045 | $11.16 | 167,664 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-06-02 | S | D | 6,000 | $26.31 | 161,664 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-05-29 | S | D | 18,000 | $26.32 | 179,664 | D | — | — | |
| 4 | Common | Class A Common Stock | 2025-05-29 | S | D | 18,000 | $30.02 | 161,664 | D | — | — | (F2) Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Class A Common Stock | 2025-06-02 | M | A | 3,955 | $4.68 | 165,619 | D | — | — | |
| 6 | Common | Class A Common Stock | 2025-05-29 | M | A | 36,000 | $4.68 | 197,664 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2025-06-02 | M | D | 3,955 | $0.00 | 0 | D | $4.68 · — to 2029-10-18 | 3,955 Class A Common Stock | (F3) Fully vested. |
| 8 | Derivative | Stock Option (Right to Buy) | 2025-05-29 | M | D | 36,000 | $0.00 | 3,955 | D | $4.68 · — to 2029-10-18 | 36,000 Class A Common Stock | (F3) Fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2025-06-02 | M | D | 2,045 | $0.00 | 98,789 | D | $11.16 · — to 2030-08-26 | 2,045 Class A Common Stock | (F5) Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3. (F4) Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |