Form 4 for AI C3.ai, Inc.
Accepted 2025-08-05 00:00:00 ET · period of report 2025-08-01 · accession 0001415889-25-021072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-08-05 | 2025-08-01+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | — | +619.8K | 659.9K | +1,545% | — |
| D | 2025-08-05 | 2025-08-04 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | S - Sale+OE | $22.77 | -336.0K | 323.9K | -51% | -$7.65M |
| D | 2025-08-05 | 2025-08-04 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | -323.9K | 0 | -100% | $0 |
| DI | 2025-08-05 | 2025-08-04 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | G - Gift | $0.00 | +323.9K | 3.55M | +10% | $0 |
| D | 2025-08-05 | 2025-08-01 | AI | SIEBEL THOMAS M | CEO, Dir, 10% | A - Grant | $0.00 | +40.1K | 40.1K | New | $0 |
| DM | 2025-08-05 | 2025-08-01+ | AI | SIEBEL THOMAS M | CEO, Dir, 10% | M - OptEx | $0.00 | -619.8K | 850.0K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-08-01 | M | A | 53,125 | — | 93,250 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2025-08-02 | M | A | 283,333 | — | 376,583 | D | — | — | (F2) Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. |
| 3 | Common | Class A Common Stock | 2025-08-04 | S | D | 336,000 | $22.77 | 323,916 | D | — | — | (F4) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.595 to $23.015, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2025-08-04 | G | D | 323,916 | $0.00 | 0 | D | — | — | |
| 5 | Common | Class A Common Stock | 2025-08-04 | G | A | 323,916 | $0.00 | 3,551,250 | I See Footnote | — | — | (F5) The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| 6 | Common | Class A Common Stock | 2025-08-01 | A | A | 40,125 | $0.00 | 40,125 | D | — | — | |
| 7 | Common | Class A Common Stock | 2025-08-03 | M | A | 283,333 | — | 659,916 | D | — | — | (F2) Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. |
| 8 | Derivative | Performance Restricted Stock Units | 2025-08-03 | M | D | 283,333 | $0.00 | 566,668 | D | — · — to — | 283,333 Class A Common Stock | (F2) Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. |
| 9 | Derivative | Restricted Stock Units | 2025-08-01 | M | D | 53,125 | $0.00 | 159,375 | D | — · — to — | 53,125 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F10) 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| 10 | Derivative | Performance Restricted Stock Units | 2025-08-02 | M | D | 283,333 | $0.00 | 850,001 | D | — · — to — | 283,333 Class A Common Stock | (F2) Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. |