Form 4 for RBB RBB Bancorp
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001437749-21-019709 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-10 | RBB | Morris David Richard | EVP | S - Sale+OE | $25.00 | -20.0K | 13.8K | -59% | -$500.0K |
| D | 2021-08-12 | 2021-08-10 | RBB | Morris David Richard | EVP | M - OptEx | $11.15 | +20.0K | 33.8K | +145% | +$223.0K |
| D | 2021-08-12 | 2021-08-10 | RBB | Morris David Richard | EVP | M - OptEx | $11.15 | -20.0K | 33.8K | -37% | -$223.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2021-08-10 | S | D | 20,000 | $25.00 | 13,776 | D | — | — | (F1) Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. (F2) Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock, No Par Value | 2021-08-10 | M | A | 20,000 | $11.15 | 33,776 | D | — | — | |
| 3 | Derivative | Option (right to buy) | 2021-08-10 | M | D | 20,000 | $11.15 | 33,813 | D | $11.15 · — to 2023-01-01 | 53,813 Common Stock | (F3) These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. |