Form 4 for AIFF FIREFLY NEUROSCIENCE, INC.
Accepted 2021-08-30 00:00:00 ET · period of report 2021-08-26 · accession 0001437749-21-021148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-30 | 2021-08-26 | AIFF | WACHTEL BONNIE K | Dir | X - OptEx | $0.35 | +5,000 | 298.8K | +2% | +$1,750 |
| D | 2021-08-30 | 2021-08-26 | AIFF | WACHTEL BONNIE K | Dir | A - Grant | $2.00 | +25.0K | 293.8K | +9% | +$50.0K |
| D | 2021-08-30 | 2021-08-26 | AIFF | WACHTEL BONNIE K | Dir | X - OptEx | $2.70 | -5,000 | 65.0K | -7% | -$13.5K |
| D | 2021-08-30 | 2021-08-26 | AIFF | WACHTEL BONNIE K | Dir | A - Grant | $2.70 | +25.0K | 70.0K | +56% | +$67.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-26 | X | A | 5,000 | $0.35 | 298,800 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-26 | A | A | 25,000 | $2.00 | 293,800 | D | — | — | (F1) Ms. Wachtel purchased 35,000 units in a private placement at $2.00 per unit. One unit equals 1 share common stock and a warrant to purchase 1 additional share common stock at $3.00 per share, expiring August 31, 2026. |
| 3 | Derivative | Options (right-to-buy) | 2021-08-26 | X | D | 5,000 | $2.70 | 65,000 | D | $0.35 · 2018-01-17 to 2022-07-17 | 5,000 Common Stock | |
| 4 | Derivative | Warrants (right-to-buy) | 2021-08-26 | A | A | 25,000 | $2.70 | 70,000 | D | $3.00 · 2021-08-26 to 2026-08-31 | 25,000 Common Stock |