Form 4 for CATX Perspective Therapeutics, Inc.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-23 · accession 0001437749-21-027408 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-24 | 2021-11-23 | CATX | Woods Lori A | CEO, Dir | M - OptEx | $0.445 | +125.0K | 972.0K | +15% | +$55.6K |
| DM | 2021-11-24 | 2021-11-23 | CATX | Woods Lori A | CEO, Dir | M - OptEx | $0.00 | -125.0K | 62.5K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-23 | M | A | 62,500 | $0.46 | 909,538 | I By Woods Family Living Trust | — | — | |
| 2 | Common | Common Stock | 2021-11-23 | M | A | 62,500 | $0.43 | 972,038 | I By Woods Family Living Trust | — | — | |
| 3 | Derivative | Stock Options (right to buy) | 2021-11-23 | M | D | 62,500 | $0.00 | 0 | D | $0.46 · — to 2028-06-13 | 62,500 Common Stock | (F1) 250,000 stock options were granted on 6/13/2018. 25% vested on 12/13/2018, 25% vested on 6/13/2019, 25% vested on 6/13/2020 and the remaining 25% vested on 6/13/2021. The shares exercised on 11/23/2021 represent the shares that vested on 6/13/2021. |
| 4 | Derivative | Stock Options (right to buy) | 2021-11-23 | M | D | 62,500 | $0.00 | 62,500 | D | $0.43 · — to 2029-06-18 | 62,500 Common Stock | (F2) 250,000 stock options were granted on 6/18/2019. 25% vested on 6/18/2019, 25% vested on 6/18/2020, 25% vested on 6/18/2021 and the remaining 25% will vest on 6/18/2022. The shares exercised on 11/23/2021 represent the shares that vested on 6/18/2021. |