Form 4 for AIFF FIREFLY NEUROSCIENCE, INC.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001437749-21-028573 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-14 | 2021-12-10 | AIFF | Pickle William Henry | Dir | A - Grant | $3.04 | +16.4K | 131.4K | +14% | +$50.0K |
| DI | 2021-12-14 | 2021-12-10 | AIFF | Pickle William Henry | Dir | A - Grant | $3.72 | +3,290 | 108.3K | +3% | +$12.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | A | A | 16,448 | $3.04 | 131,448 | I Shares owned by William and Jean Pickle Trust under shared voting and dispositive power. | — | — | (F1) Mr. Pickle purchased $50,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 16,448 shares of common stock and Warrants to purchase additional 3,290 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021. |
| 2 | Derivative | Warrants (right-to-buy) | 2021-12-10 | A | A | 3,290 | $3.72 | 108,290 | I Warrants for a total of 68,290 shares are owned by William and Jean Pickle Trust under shared voting | $4.50 · 2023-01-01 to 2026-12-31 | 3,290 Common Stock | (F2) Warrants to acquire 3,290 shares of common stock reported herein are not exercisable until January 1, 2023. |