Form 4 for AIFF FIREFLY NEUROSCIENCE, INC.

Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001437749-21-028577 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DM	2021-12-14	2021-12-10	AIFF	BENOIT GERALD JAMES JR	CEO, Dir, 10%	A - Grant	$3.04	+149.5K	899.5K	+20%	+$454.6K
DM	2021-12-14	2021-12-10	AIFF	BENOIT GERALD JAMES JR	CEO, Dir, 10%	A - Grant	$3.04	+29.9K	809.9K	+4%	+$90.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-10	A	A	116,645	$3.04	866,645	D	—	—	(F1) Mr. Benoit purchased $354,600 of Units in a private placement transaction at $3.04/ Unit, which consisted of 116,645 shares of common stock and Warrants to purchase additional 23,329 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.
2	Common	Common Stock	2021-12-10	A	A	32,895	$3.04	899,540	D	—	—	(F2) Benoit Family Trust purchased $100,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 32,895 shares of common stock and Warrants to purchase additional 6,579 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021.
3	Derivative	Warrants (right-to-buy)	2021-12-10	A	A	23,329	$3.04	803,329	D	$4.50 · 2023-01-01 to 2026-12-31	23,329 Common Stock	(F3) Warrants to acquire 23,329 shares of common stock reported herein are not exercisable until January 1, 2023.
4	Derivative	Warrants (right-to-buy)	2021-12-10	A	A	6,579	$3.04	809,908	D	$4.50 · 2023-01-01 to 2026-12-31	6,579 Common Stock	(F4) Warrants to acquire 29,908 shares of common stock reported herein are not exercisable until January 1, 2023.